About your application
What you need to provide to support your application for authorisation.
In your application to be an authorised financial adviser (AFA) you will need to supply the following information:
- the reference code for the scope of your Financial Adviser Service;
- details of any relevant criminal convictions (in NZ or overseas);
- two or three testimonials (as described in the AFA Authorisation guide);
- your ETITO registration number and copies of any alternative qualifications; and
- your QFE's registration number (if applicable).
If you are not clear on any of these AFA requirements, please contact the Financial Markets Authority for more information.
