What is required in the application for registration?
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Learn more about the information required in an application for registration
To register, applicants are required to provide the following information:
- Name and business address
- Trading name (if different)
- Name of the approved dispute resolution scheme, or the Government’s reserve scheme, of which they are a member (unless they are a financial adviser in a Qualifying Financial Entity (QFE) and covered by their employer’s membership)
- Confirmation of which financial services they provide
- Postal and email address for communication
- If an individual the following additional information must be supplied:
- any other names formerly known by
- current residential address
- date of birth
- gender
- If a business entity the following additional information must be supplied:
- the name, gender, date of birth, and residential address of each director/s, senior manager/s, and controlling owner
- details of registration if incorporated outside New Zealand.
![[image] flowchart icon portlet.](http://www.business.govt.nz/fsp/image-library/Flowchart.jpg)
![[image] registration guides.](http://www.business.govt.nz/fsp/image-library/resources/rules-is-rf.gif)
