Filing an annual confirmation
Every registered FSP must file an annual confirmation in its allocated month each year, to maintain its registration. The annual confirmation is to confirm that the FSP is still in business and legally able to operate, as well as to confirm the information we hold about the FSP is correct.
To file your annual confirmation you will need:
When an annual confirmation is due the Registrar will send the Financial Service Provider (FSP) an email reminding them it's time to file their annual confirmation. The FSP must then file that annual confirmation online.
Financial Service Providers (FSPs) must file their annual confirmation once each year, in their allocated month. The first annual confirmation is due in the calendar year after the FSP is registered. We will send an email reminder before the confirmation is due.
There is an annual confirmation fee payable along with Financial Market Authority (FMA) levy.
The filing month for a Financial Service Provider (FSP) may be changed but only if the the annual confirmation is not already outstanding.