Fees
All fees are in New Zealand dollars and include GST.
The current fees stated here are effective from 1 October 2010.
Fees for registration as a financial service provider
Fees will be collected by the Companies Office as part of the application and confirmation processes.
| Process | Fee | |||
|---|---|---|---|---|
| Application for registration as Financial Service Provider or Financial Adviser | NZ$357.78 | |||
Criminal history check fee
| NZ$40.25 | |||
Consumer dispute resolution regime administration contribution
| NZ$30.67 | |||
| Annual confirmation | NZ$61.33 | |||
Fees for authorisation (payable in addition to the registration fees above) are:
| Application type | Fee | |||
| Authorised Financial Adviser (AFA) | NZ$1144.89 | |||
| Qualifying Financial Entity (QFE) | NZ$4886.22 | |||
Notes
- These fees will be collected by the Companies Office, on behalf of the Financial Markets Authority, as part of the application process.
- The above fees do not include assessment and examination fees for financial advisers charged by ETITO, Delegated Assessment Organisations (DAO) or other training providers.
